-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LXitKUTulILyaZKqi8QjQHJmoIt0sUATQMTVEUHAa3fzOUGHh43ViMxrsquP1Hjy N0IpJnNb/rWR75qiOAYIYQ== 0000913569-99-000057.txt : 19990624 0000913569-99-000057.hdr.sgml : 19990624 ACCESSION NUMBER: 0000913569-99-000057 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990527 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM RESOURCES INC /DE/ CENTRAL INDEX KEY: 0000839470 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS, MINERALS (NO PETROLEUM) [5050] IRS NUMBER: 752212772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-40754 FILM NUMBER: 99636103 BUSINESS ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 1210 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 9723877777 MAIL ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 1210 CITY: DALLAS STATE: TX ZIP: 75251 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RYBACK MANAGEMENT CORP /MO/ /ADV CENTRAL INDEX KEY: 0000891547 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 431615580 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 7711 CARONDELET AVE STREET 2: STE 700 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147275305 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Uranium Resources, Inc. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 916901-30-9 (CUSIP Number) Brian L. Blomquist 7711 Carondelet Ave., St. Louis, MO 63105, (314) 727-5305 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 15, 1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d- 1(g),check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP NO. 916901-30-9 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lindner Asset Management, Inc. f/k/a Ryback Management Corporation 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] 3 SEC USE ONLY 4 SOURCE OF FUNDS 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Michigan 7 SOLE VOTING POWER 3,000,000 NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY EACH 9 SOLE DISPOSITIVE POWER REPORTING 3,000,000 PERSON WITH 10 SHARED DISPOSITIVE POWER -0- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,000,000 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 19.3% 14 TYPE OF REPORTING PERSON IA, CO SCHEDULE 13D CUSIP NO. 916901-30-9 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lindner Dividend Fund, a separate series of Lindner Investments 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] 3 SEC USE ONLY 4 SOURCE OF FUNDS WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts 7 SOLE VOTING POWER -0- NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH 10 SHARED DISPOSITIVE POWER -0- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,125,000 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.7% 14 TYPE OF REPORTING PERSON IV, OO SCHEDULE 13D CUSIP NO. 916901-30-9 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lindner Bulwark Fund, a separate series of Lindner Investments 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] 3 SEC USE ONLY 4 SOURCE OF FUNDS WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts 7 SOLE VOTING POWER -0- NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- PERSON WITH 10 SHARED DISPOSITIVE POWER -0- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 875,000 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.6% 14 TYPE OF REPORTING PERSON IV, OO This Amendment No. 3 to Schedule 13D is being filed by Lindner Asset Management, Inc., a Michigan corporation ("Lindner Asset"), formerly known as Ryback Management Corporation, in order to amend Items 2 and 5 in their entirety as follows: Item 2. Identity and Background. Linder Asset Management, Inc., a Michigan corporation, ("Lindner Asset") formerly known as Ryback Management Corporation, is a registered investment adviser providing investment advisory services to a number of investment company clients, including Lindner Dividend Fund ("Dividend Fund")and Lindner Bulwark Fund ("Bulwark Fund") (Lindner Asset, Dividend Fund, and Bulwark Fund are collectively referred to herein as the "Reporting Persons"). Dividend Fund and Bulwark Fund are separate series of Lindner Investments, a Massachusetts business trust (the "Trust"), a registered investment company. The address of the principal business and principal office for each of the Reporting Persons is 7711 Carondelet Ave., St. Louis, MO 63105. The following table sets forth certain information with respect to the executive officers and directors of Lindner Asset and the Trust. Each person is a citizen of the United States and, unless otherwise indicated, has his business address at 7711 Carondelet Ave., St. Louis, MO 63105. Principal Occupation and Business Address if Different Name from that set forth above - ---- ----------------------------- Eric E. Ryback (1)(2)(3) President of Lindner Asset Brian L. Blomquist (1) Executive Vice President and Assistant Secretary of Lindner Asset Terrence P. Fitzgerald(3) Vice President, Development Director, The Mills Corporation Washington Harbour 3000 K Street, NW, Suite 400 Washington, DC Marc P. Hartstein (3) Director - Industry Development, Anheuser-Busch, Inc. 3 Middlebrook Lane St. Louis, Missouri Donald J. Murphy (3) President of Murcom Financial, Ltd. 970 E. Deerpath Lake Forest, Illinois Doug T. Valassis (2)(3)(4) Chairman of the Board and Treasurer of Lindner Asset and President of Franklin Enterprises, Inc. 520 Lake Cook Road Deerfield, Illinois Robert L. Byman (3) Partner in the law firm of Jenner & Block One IBM Plaza, Chicago, Illinois Peter S. Horos (3) Investment Manager, All State Life Insurance Company, All State Plaza, Northbrook, Illinois Dennis P. Nash (3) Vice President, Nellis Feed Company 899 Skokie Blvd. Northbrook, Illinois Edward W. Elliot, Jr.(4) Vice Chairman, Franklin Enterprises, Inc. 520 Lake Cook Road Deerfield, Illinois D. Craig Valassis (2)(4) Vice President, Franklin Enterprises, Inc. 520 Lake Cook Road Deerfield, Illinois Robert L. Miller (2) Treasurer, Franklin Enterprises, Inc. 520 Lake Cook Road Deerfield, Illinois Mark T. Finn Vice Chairman of Lindner Asset Chairman, Vantage Consulting Group, Inc. 3500 Pacific Avenue Virgina Beach, Virginia - --------------------------- (1) Also an executive officer of the Trust (2) Director of Lindner Asset (3) Trustee of the Trust (4) Messrs. Doug T. Valassis, D. Craig Valassis and Edward W. Elliot, Jr. are co-Trustees of the George F. Valassis Stock Trust and other trusts, which are the owners of 52% of the voting securities of Lindner Asset None of the Reporting Persons nor any of their executive officers, directors or trustees has, during the last five years, been convicted in a criminal proceeding. None of the Reporting Persons nor any of their executive officers, directors or trustees has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he or it was or is subject to any judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 5. Interest in Securities of the Issuer. (a) Dividend Fund beneficially owns 2,125,000 shares of Stock (approximately 13.7% of the outstanding shares of Stock). Of these 2,125,000 shares of Stock, Dividend Fund beneficially owns 1,500,000 shares of Stock as a result of convertible notes held by Dividend Fund that were acquired pursuant to the Exchange Agreement and it beneficially owns 625,000 shares of Stock as a result of Warrants issued to it pursuant to the Exchange Agreement. Bulwark Fund beneficially owns 875,000 shares of Stock (approximately 5.6% of the outstanding shares of Stock). Of these 875,000 shares of Stock, Bulwark Fund beneficially owns 500,000 shares of Stock as a result of convertible notes held by Bulwark Fund that were acquired pursuant to the Exchange Agreement and beneficially owns 375,000 shares of Stock as a result of Warrants issued to it pursuant to the Exchange Agreement. Lindner Asset, in its capacity as investment adviser to Dividend Fund and Bulwark Fund, may be deemed beneficial owner of all such shares. (b) Lindner Asset has sole dispositive power and sole voting power with respect to the shares owned by Dividend Fund and Bulwark Fund. (c) During the sixty days immediately preceding the date of this filing, the Reporting Persons engaged in the following transactions with respect to the Stock. Transaction Number of Price Date Type Shares Per Share Consideration - ---- ----------- --------- --------- ------------- 4/15/99 Sale (1) 500,000 0.11 $ 55,000 - --------------- (1) By Dividend Fund. (d) No other persons are known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of Stock held by any of the Reporting Persons. (e) The Reporting Persons described in this Schedule have not ceased to be beneficial owners of more than 5% of the outstanding shares of Stock. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 21, 1999 /S/ BRIAN L. BLOMQUIST ---------------------------- Brian L. Blomquist,Executive Vice President Linder Asset Management, Inc. Lindner Investments -----END PRIVACY-ENHANCED MESSAGE-----